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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-11-12 |
Branch Locations
10653 S. River Front Pkwy Suite 190, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Herriman Ogden | UT | 08/2006 | 08/2023 |
| Larry Miller Dodge Ram | Sandy | UT | 05/2019 | 08/2019 |
| Northwestern Mutual | Farmington | UT | 04/2020 | 09/2020 |
| Mountain America Fcu | Layton | UT | 10/2020 | 05/2021 |
| The Sweet Place | Kaysville | UT | 05/2021 | Present |
| Wfgia | South Jordan | UT | 02/2024 | Present |
| Transamerica Financial Advisors | South Jordan | UT | 09/2024 | Present |
| The Sweet Place Llc | Kaysville | UT | 07/2021 | Present |
| Niax | Farmington | UT | 11/2025 | Present |
| Pack Tax | Layton | UT | 01/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. THE SWEET PLACE LLC/Investment Related - No/78 S Brady Ln Kaysville, UT 84037, (208) 4015510/Operations of 2 cobranded franchise,,Cold Stone Creamery/Rocky Mountain Chocolate Factory locations in Layton/Clinton, Utah/Managing Member/5.202125*20/I help with managerial decisions and occasionally work the stores. I also do bank runs and shopping for the stores. THE SWEET PLACE LLC POSITION: Owner NATURE: Food Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2021 ADDRESS: 78 S Brady Ln, Kaysville UT 84037, United States DESCRIPTION: Weekly shopping/banking. occasionally working in the stores serving customers etc. overseeing operations NIAX POSITION: Member NATURE: Referral Group INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2025 ADDRESS: 265 W Promontory, Farmington UT 84025, United States DESCRIPTION: It is a networking referral group similar to BNI, that meets 2-3 times a month for networking and occasional community service work PACK TAX POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 5 START DATE: 01/26/2026 ADDRESS: 975 N Main St Suite 3A, Layton UT 84041, United States DESCRIPTION: I will be preparing and filing tax returns for clients of Pack Tax on a commission basis as an independent contractor. There is opportunity for me to stay on after the tax season if I choose, to be able to do tax planning and book keeping. These would also be on a commission basis if I choose to continue.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-08 |
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