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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-11-12
  • UT RA
    APPROVED
    Since 2024-11-12

Branch Locations

10653 S. River Front Pkwy Suite 190, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Herriman Ogden UT 08/2006 08/2023
Larry Miller Dodge Ram Sandy UT 05/2019 08/2019
Northwestern Mutual Farmington UT 04/2020 09/2020
Mountain America Fcu Layton UT 10/2020 05/2021
The Sweet Place Kaysville UT 05/2021 Present
Wfgia South Jordan UT 02/2024 Present
Transamerica Financial Advisors South Jordan UT 09/2024 Present
The Sweet Place Llc Kaysville UT 07/2021 Present
Niax Farmington UT 11/2025 Present
Pack Tax Layton UT 01/2026 Present
  • 08/2006 → 08/2023
    Student
    Herriman Ogden, UT
  • 05/2019 → 08/2019
    Larry Miller Dodge Ram
    Sandy, UT
  • 04/2020 → 09/2020
    Northwestern Mutual
    Farmington, UT
  • 10/2020 → 05/2021
    Mountain America Fcu
    Layton, UT
  • 05/2021 → Present
    The Sweet Place
    Kaysville, UT
  • 02/2024 → Present
    Wfgia
    South Jordan, UT
  • 09/2024 → Present
    Transamerica Financial Advisors
    South Jordan, UT
  • 07/2021 → Present
    The Sweet Place Llc
    Kaysville, UT
  • 11/2025 → Present
    Niax
    Farmington, UT
  • 01/2026 → Present
    Pack Tax
    Layton, UT
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. THE SWEET PLACE LLC/Investment Related - No/78 S Brady Ln Kaysville, UT 84037, (208) 4015510/Operations of 2 cobranded franchise,,Cold Stone Creamery/Rocky Mountain Chocolate Factory locations in Layton/Clinton, Utah/Managing Member/5.202125*20/I help with managerial decisions and occasionally work the stores. I also do bank runs and shopping for the stores. THE SWEET PLACE LLC POSITION: Owner NATURE: Food Services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2021 ADDRESS: 78 S Brady Ln, Kaysville UT 84037, United States DESCRIPTION: Weekly shopping/banking. occasionally working in the stores serving customers etc. overseeing operations NIAX POSITION: Member NATURE: Referral Group INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2025 ADDRESS: 265 W Promontory, Farmington UT 84025, United States DESCRIPTION: It is a networking referral group similar to BNI, that meets 2-3 times a month for networking and occasional community service work PACK TAX POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 5 START DATE: 01/26/2026 ADDRESS: 975 N Main St Suite 3A, Layton UT 84041, United States DESCRIPTION: I will be preparing and filing tax returns for clients of Pack Tax on a commission basis as an independent contractor. There is opportunity for me to stay on after the tax season if I choose, to be able to do tax planning and book keeping. These would also be on a commission basis if I choose to continue.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-08
S63 Uniform Securities Agent State Law Examination 2024-10-08
  • S65 Uniform Investment Adviser Law Examination
    2024-11-08
  • S63 Uniform Securities Agent State Law Examination
    2024-10-08
Other Names
  • Dalton Thomas Place

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