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Nathan Theroux

Td Private Client Wealth LLC

Barrington, RI

Wellesley, MA

CRD 7253851

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-07-20
  • RI RA
    APPROVED
    Since 2026-07-20

Branch Locations

231 County Road, Barrington, RI 02806 • United States

999 Worcester Street, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. Saint Paul MN 07/2020 09/2020
Minnesota Life Insurance Company Saint Paul MN 07/2020 09/2020
Pioneer Financial Group Warwick RI 07/2020 09/2020
Unemployed Chepachet RI 05/2018 06/2020
Fidelity Investments Smithfield RI 08/2012 04/2018
Equitable Advisors, Llc New York NY 12/2020 03/2022
Unemployed Chepachet RI 09/2020 12/2020
Lpl Financial Llc West Warwick RI 04/2022 07/2026
Td Bank N.A. Barrington RI 07/2026 Present
Td Private Client Wealth Llc Barrington RI 07/2026 Present
  • 07/2020 → 09/2020
    Securian Financial Services, Inc.
    Saint Paul, MN
  • 07/2020 → 09/2020
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 07/2020 → 09/2020
    Pioneer Financial Group
    Warwick, RI
  • 05/2018 → 06/2020
    Unemployed
    Chepachet, RI
  • 08/2012 → 04/2018
    Fidelity Investments
    Smithfield, RI
  • 12/2020 → 03/2022
    Equitable Advisors, Llc
    New York, NY
  • 09/2020 → 12/2020
    Unemployed
    Chepachet, RI
  • 04/2022 → 07/2026
    Lpl Financial Llc
    West Warwick, RI
  • 07/2026 → Present
    Td Bank N.A.
    Barrington, RI
  • 07/2026 → Present
    Td Private Client Wealth Llc
    Barrington, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-15
  • S66 Uniform Combined State Law Examination
    2020-06-15
Other Names
  • Nathan Theroux
  • Nathan Burke Theroux

View on SEC IAPD

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