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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-04
  • FL RA
    APPROVED
    Since 2024-11-04

Branch Locations

North Port, FL • United States

North Port, FL • United States

10 1St Ave, Englewood, FL 34223-3659 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. St. Louis MO 05/2020 02/2023
Amazon St. Peters MO 04/2020 05/2020
Bricktop's Restaurant Group Frontenac MO 03/2020 03/2020
Bar Les Freres Clayton MO 05/2019 12/2019
Union 30 At The Hotel St Louis St. Louis MO 12/2018 05/2019
Gamlin Whiskey House St. Louis MO 06/2017 12/2018
Baileys Range St. Louis MO 05/2015 06/2017
College St. Louis MO 08/2012 05/2020
Charles Schwab & Co., Inc. San Francisco CA 02/2023 10/2024
Ameriprise Financial Services, Llc Englewood FL 10/2024 Present
  • 05/2020 → 02/2023
    Td Ameritrade Inc.
    St. Louis, MO
  • 04/2020 → 05/2020
    Amazon
    St. Peters, MO
  • 03/2020 → 03/2020
    Bricktop's Restaurant Group
    Frontenac, MO
  • 05/2019 → 12/2019
    Bar Les Freres
    Clayton, MO
  • 12/2018 → 05/2019
    Union 30 At The Hotel St Louis
    St. Louis, MO
  • 06/2017 → 12/2018
    Gamlin Whiskey House
    St. Louis, MO
  • 05/2015 → 06/2017
    Baileys Range
    St. Louis, MO
  • 08/2012 → 05/2020
    College
    St. Louis, MO
  • 02/2023 → 10/2024
    San Francisco, CA
  • 10/2024 → Present
    Englewood, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-29
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2024-07-29
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
Designations
  • Certified Financial Planner
Other Names
  • Michael Randolph
  • Michael Todd Randolph

View on SEC IAPD

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