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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-19
NC RA APPROVED 2021-01-04
  • TX RA
    APPROVED_RES
    Since 2023-05-19
  • NC RA
    APPROVED
    Since 2021-01-04

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

2373 Hendersonville Rd, Arden, NC 28704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Arden NC 05/2020 Present
Wells Fargo Bank, Na Arden NC 08/2015 Present
Blue Ridge Community College Flat Rock NC 08/2015 05/2017
  • 05/2020 → Present
    Arden, NC
  • 08/2015 → Present
    Wells Fargo Bank, Na
    Arden, NC
  • 08/2015 → 05/2017
    Blue Ridge Community College
    Flat Rock, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-04
  • S66 Uniform Combined State Law Examination
    2021-01-04
Other Names
  • Audrianna Moreno
  • Audrianna Guadalupe Moreno

View on SEC IAPD

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