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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-24
GA RA APPROVED 2020-08-03
  • TX RA
    APPROVED_RES
    Since 2024-09-24
  • GA RA
    APPROVED
    Since 2020-08-03

Branch Locations

Gainesville, GA • United States

12600 Deerfield Parkway, Alpharetta, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adventures In Missions Gainesville GA 10/2015 07/2020
Thrivent Investment Management Inc Alpharetta GA 06/2020 Present
Leverage Life Coaching Gainesville GA 06/2019 07/2020
Thrivent Financial Appleton WI 06/2020 10/2020
Thrivent Financial Appleton WI 10/2020 Present
  • 10/2015 → 07/2020
    Adventures In Missions
    Gainesville, GA
  • 06/2020 → Present
    Alpharetta, GA
  • 06/2019 → 07/2020
    Leverage Life Coaching
    Gainesville, GA
  • 06/2020 → 10/2020
    Thrivent Financial
    Appleton, WI
  • 10/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

REID MASON POSITION: Owner NATURE: We long-term rent 1117 Enota Circle NE Gainesville, GA 30501 with the lease signed in October, 2025. We will renew the lease every October moving forward. Our tenants are a family of five. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 1117 Enota Circle NE, Gainesville GA 30501, United States DESCRIPTION: I will maintain ownership of 1117 Enota Circle NE and act as landlord.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-29
  • S66 Uniform Combined State Law Examination
    2020-07-29

View on SEC IAPD

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