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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-06 |
Branch Locations
100 Crescent Court Suite 400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Dallas | TX | 05/2020 | 12/2024 |
| Haynes And Boone, Llp | Dallas | TX | 02/2018 | 05/2020 |
| Lan Smith Sosolik, Pllc | Dallas | TX | 07/2015 | 02/2018 |
| Troutman Pepper Locke | Dallas | TX | 12/2024 | 05/2025 |
| Ubs Financial Services | Dallas | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-13 |
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