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Jay Patel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Arlington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
NJ RA APPROVED 2024-11-13
  • TX RA
    APPROVED
    Since 2025-01-03
  • NJ RA
    APPROVED
    Since 2024-11-13

Branch Locations

119 Ridge Rd, North Arlington, NJ 07031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Temple Terrace FL 06/2021 03/2023
Usf Tampa FL 05/2016 12/2020
Unemployed Tampa FL 12/2020 06/2021
Northwestern Mutual Tampa FL 05/2020 11/2020
Raymond James & Assoicates Saint Petersburg FL 05/2023 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper Montclair NJ 10/2024 Present
Bank Of America, N.A. Upper Montclair NJ 11/2024 Present
  • 06/2021 → 03/2023
    Morgan Stanley
    Temple Terrace, FL
  • 05/2016 → 12/2020
    Usf
    Tampa, FL
  • 12/2020 → 06/2021
    Unemployed
    Tampa, FL
  • 05/2020 → 11/2020
    Northwestern Mutual
    Tampa, FL
  • 05/2023 → 09/2024
    Raymond James & Assoicates
    Saint Petersburg, FL
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Upper Montclair, NJ
  • 11/2024 → Present
    Bank Of America, N.A.
    Upper Montclair, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2022-06-24
Other Names
  • Jay Patel
  • Jay S Patel

View on SEC IAPD

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Other Offices

WORLD INVESTMENT ADVISORS, LLC · NORTH ARLINGTON, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH ARLINGTON, NJ
MCGOVERN FINANCIAL PLANNING, LLC · NORTH ARLINGTON, NJ
J.P. MORGAN SECURITIES LLC · N. ARLINGTON, NJ
EQUITABLE ADVISORS, LLC · KEARNY, NJ
SANTANDER SECURITIES LLC · NORTH ARLINGTON, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BELLEVILLE, NJ
RETIREMENT WEALTH MANAGEMENT, LLC · NUTLEY, NJ

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