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Michael John Peters

Thrivent Investment Management Inc.

West Roxbury, MA

CRD 7252932

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-11-24
  • MA RA
    APPROVED
    Since 2020-11-24

Branch Locations

West Roxbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Rmr Group Newton MA 12/2014 05/2020
Unemployed West Roxbury MA 06/2020 08/2020
Thrivent Investment Management Inc West Roxbury MA 08/2020 Present
Thrivent Financial Appleton WI 10/2020 02/2021
Thrivent Financial Appleton WI 02/2021 Present
  • 12/2014 → 05/2020
    The Rmr Group
    Newton, MA
  • 06/2020 → 08/2020
    Unemployed
    West Roxbury, MA
  • 08/2020 → Present
    Thrivent Investment Management Inc
    West Roxbury, MA
  • 10/2020 → 02/2021
    Thrivent Financial
    Appleton, WI
  • 02/2021 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-21
  • S66 Uniform Combined State Law Examination
    2020-11-21
Other Names
  • Michael Peters

View on SEC IAPD

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