Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiduciary Financial Services Wealth Management | Dallas | TX | 09/1996 | 12/2019 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 01/2020 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 09/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Dallas | TX | 04/2025 | Present |
1. Texas Notary; 13155 Noel Rd., Ste 750 Dallas TX 75240; Notary; Notarize documents; 02/20/2023; 1 hr/quarter; during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-17 |
Reach out to this advisor