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Roger Veome

Raymond James & Associates, Inc.

Elmhurst, IL

Chicago, IL

CRD 7252595

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-20
IL RA APPROVED 2022-09-16
  • TX RA
    APPROVED_RES
    Since 2023-10-20
  • IL RA
    APPROVED
    Since 2022-09-16

Branch Locations

Elmhurst, IL • United States

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 06/2021 09/2022
Nuveen Asset Management, Llc Chicago IL 06/2021 09/2022
Mount Carmel Cemetery Hillside IL 06/2017 08/2017
Mount Carmel Cemetery Hillside IL 06/2018 08/2018
Rose Paving And Merit Capital Bridgeview IL 05/2019 08/2019
Nuveen, A Tiaa Company Chicago IL 06/2020 08/2020
School La Grange Park IL 01/2011 05/2017
Villanova University Villanova PA 08/2017 05/2021
Raymond James & Associates, Inc. Chicago IL 09/2022 Present
  • 06/2021 → 09/2022
    Nuveen Securities, Llc
    Chicago, IL
  • 06/2021 → 09/2022
    Nuveen Asset Management, Llc
    Chicago, IL
  • 06/2017 → 08/2017
    Mount Carmel Cemetery
    Hillside, IL
  • 06/2018 → 08/2018
    Mount Carmel Cemetery
    Hillside, IL
  • 05/2019 → 08/2019
    Rose Paving And Merit Capital
    Bridgeview, IL
  • 06/2020 → 08/2020
    Nuveen, A Tiaa Company
    Chicago, IL
  • 01/2011 → 05/2017
    School
    La Grange Park, IL
  • 08/2017 → 05/2021
    Villanova University
    Villanova, PA
  • 09/2022 → Present
    Raymond James & Associates, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-01
  • S66 Uniform Combined State Law Examination
    2021-04-01

View on SEC IAPD

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