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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-08-17
  • UT RA
    APPROVED
    Since 2021-08-17

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

2750 E Cottonwood Pkwy Suite 300, Cottonwood Heights, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpine Fitness & Physical Therapy Alpine UT 06/2017 08/2017
Texas Roadhouse Orem UT 08/2017 11/2019
Sofi Securities Llc Cottonwood Heights UT 10/2019 Present
Unemployed Draper UT 01/2017 06/2017
1-800-Contacts Draper UT 06/2016 12/2016
  • 06/2017 → 08/2017
    Alpine Fitness & Physical Therapy
    Alpine, UT
  • 08/2017 → 11/2019
    Texas Roadhouse
    Orem, UT
  • 10/2019 → Present
    Sofi Securities Llc
    Cottonwood Heights, UT
  • 01/2017 → 06/2017
    Unemployed
    Draper, UT
  • 06/2016 → 12/2016
    1-800-Contacts
    Draper, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-06
  • S66 Uniform Combined State Law Examination
    2021-08-06

View on SEC IAPD

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