Christopher Lazenby Chaplin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2018 → 09/2020
  Chevron Usa
  Houston, TX
• 02/2015 → 12/2017
  Tengizchevroil
  Atytau
• 07/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfiield, IA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 08/2020 2) FOREST HOME PROPERTIES LLC, BIRMINGHAM AL 35223, BUSINESS MANAGER, 07/2013, NIR, 10 HR/MO 4 HR/MO TRADING 3) CHRIS L CHAPLIN, 6910 PATTERSON DRIVE MISSOURI CITY TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/2020, INV REL, 4 HR/MO 2 TRADING HR 4)CHAPLIN FINANCIAL LLC DBA CHAPLIN FINANCIAL, 6910 PATTERN DRIVE MISSOURI CITY TX 77459, 05/2022, OWNER, DBA, INV REL, 8 HR/MO 4 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2021-07-13

Designations

• Certified Financial Planner