Steven Paul Fraley

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 05/2025
  Innovest Portfolio Solutions
  Denver, CO
• 03/2016 → 12/2018
  Emerson Electric Co.
  St. Louis, MO
• 01/2019 → 04/2020
  Time Off To Travel
  St. Louis, MO
• 06/2025 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 06/2025 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2020-06-11 → 2025-06-23
  Innovest Portfolio Solutions Llc
  Denver, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-11-20

Designations

• Chartered Financial Analyst

Other Names

• Steven Fraley
• Steven Paul Fraley