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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-29 |
Branch Locations
8181 Communications Pkwy Bldg A, Plano, TX 75024 • United States
10 S Dearborn St, Chicago, IL 60603-2300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 06/2021 | 12/2021 |
| Moxie's | Southlake | TX | 02/2021 | 08/2021 |
| Unemployed | Euless | TX | 09/2020 | 01/2021 |
| Td Ameritrade | Southlake | TX | 05/2020 | 08/2020 |
| Unemployed | Euless | TX | 02/2020 | 04/2020 |
| Ichiban Sushi | Austin | TX | 10/2019 | 01/2020 |
| Unemployed | Euless | TX | 09/2019 | 09/2019 |
| Hilton | Baltimore | MD | 06/2019 | 08/2019 |
| Unemployed | Austin | TX | 10/2017 | 10/2017 |
| Gen Korean Bbq | Carrollton | TX | 11/2017 | 08/2018 |
| Lifetime Fitness | Colleyville | TX | 07/2016 | 09/2017 |
| Explore Horizons | Colleyville | TX | 06/2016 | 06/2017 |
| Charles Schwab &Co, Inc | Lewisville | TX | 01/2022 | 08/2023 |
| Hanabi | Carrollton | TX | 08/2022 | 01/2023 |
| J.P. Morgan Securities Llc | Plano | TX | 09/2024 | Present |
| Symmetry Capital Advisors | Dallas | TX | 09/2023 | 03/2024 |
| Unemployed | Euless | TX | 09/2018 | 05/2019 |
| Unemployed | Euless | TX | 04/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-02 |
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