Darren Robert Chappell

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 06/2018
  Moore Capital Management
  London
• 07/2018 → 09/2019
  No.9 Partners Ltd.
  London
• 09/2019 → 05/2020
  Unemployed
  Newport Beach, CA
• 05/2020 → 06/2025
  Provenio Capital Management Inc.
  Newport Beach, CA
• 07/2025 → Present
  Massmutual Life Insurance Company
  Newport Beach, CA
• 07/2025 → Present
  Mml Investors Services, Llc
  Newport Beach, CA

Previous Registrations

• 2024-11-04 → 2025-07-08
  Provenio Capital
  Newport Beach, CA
• 2023-11-17 → 2024-12-16
  Provenio Capital
  Newport Beach, CA

Other Businesses

NAME: NO 9 PARTNERS LTD INV REL: Y ADD: APARTMENT 54 37 EDWARD STREET BRIGHTON, ENGLAND, BN 2 0BE NATURE/DUITES: HOLDING COMPANY FOR VA AND PRIVATE EQUITY INVESTMENTS (PASSIVE IN NATURE) POSITION: OWNER START DATE: 07/31/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: FYN GLOBAL LTD INV REL: Y ADD: 71-75 SHELTON STREET COVENT GARDEN, LONDON UNITED KINGDOM WC2H 9JQ NATURE: PROVIDE FRACTIONAL CFO SERVICES TO UK BASED BUSINESSES POSITION: OWNER AND NON-EXECUTIVE BOARDMEMBER START DATE: 03/02/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0DUTIES: PARTICPATES IN REGULARLY SCHEDULED QUARTERLY MEETINGS AND PROVIDES GUIDANCE ON CORPORATE STRATEGY

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-09-29
• S66 Uniform Combined State Law Examination
  2020-07-17

Designations

• Chartered Financial Analyst