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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2005-03-16 |
Branch Locations
3525 Piedmont Rd Ne Bldg 5-110, Atlanta, GA 30305 • United States
Roswell, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 11/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 03/2020 | Present |
Business Ownership; Shamie LLC; Owner and operator; Office expenses only; 3525 Piedmont Road NE, Bldg 5 Ste 110, , Atlanta, GA, 30305; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / J Hill Tax Prep LLC; Tax Prep; Tax Preparation; 210 Hunters View, , Roswell, GA, 30075; Not Investment-Related; 04/30/2020; 10 to 19 hours per month; 0 during trading hours. Outside Employment; J Hill Tax Prep LLC; Owner; Tax Preparation; 210 Hunters View, , Roswell, GA, 30075; Not Investment-Related; 04/30/2020; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
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