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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-07-21 |
| CA | RA | APPROVED | 2023-06-12 |
Branch Locations
3310 International Blvd, Oakland, CA 94601 • United States
3438 Fruitvale Ave, Oakland, CA 94602 • United States
699 Lewelling Blvd., Ste. 192, San Leandro, CA 94579 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mountain View | CA | 04/2020 | 05/2023 |
| Wells Fargo Bank, Na | Mountain View | CA | 05/2020 | 05/2023 |
| Fremont Cadillac, Buick Gmc | Fremont | CA | 12/2019 | 04/2020 |
| Autonation | Fremont | CA | 06/2014 | 11/2019 |
| J.P. Morgan Securities Llc | Oakland | CA | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Oakland | CA | 06/2023 | Present |
| Stevens Creek Motors, Inc | Fremont | CA | 06/2014 | 12/2018 |
| Fremont Automobile Dealership Llc | Fremont | CA | 07/2018 | 10/2018 |
| Team Volkswagon | Fremont | CA | 04/2018 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-25 |
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