Sergio A Corona

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 07/2021
  Thrivent Investment Management Inc
  The Woodlands, TX
• 09/2019 → 03/2020
  Wellcare Health Plans
  Houston, TX
• 04/2019 → 09/2019
  Self-Employed
  Houston, TX
• 11/2017 → 03/2019
  American National Insurance
  Houston, TX
• 06/2016 → 11/2017
  Masterword Services
  Houston, TX
• 07/2020 → 12/2020
  Thrivent Financial
  Appleton, WI
• 12/2020 → 07/2021
  Thrivent Financial
  Appleton, WI
• 08/2021 → 10/2021
  New York Life Insurance
  Houston, TX
• 09/2021 → 10/2021
  Nylife Securities Llc
  Houston, TX
• 10/2021 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX

Previous Registrations

• 2020-10-15 → 2021-07-23
  Thrivent Investment Management Inc.
  The Woodlands, TX
  Cedar Park, TX
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2020-10-14

Other Names

• Sergio Adan Corona