Brian Spencer

Current Employers

Corecap Advisors

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-10-26
VA	RA	APPROVED	2022-11-07
OH	RA	APPROVED	2021-12-06
NC	RA	APPROVED	2021-01-06

NY RA
APPROVED

Since 2023-10-26
VA RA
APPROVED

Since 2022-11-07
OH RA
APPROVED

Since 2021-12-06
NC RA
APPROVED

Since 2021-01-06

Branch Locations

19109 W. Catawba Ave, Suite 213, Cornelius, NC 28031 • United States

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hooker Furniture Company	Martinsville	VA	08/2005	Present
Capital Choice Financial Services	High Point	NC	11/2019	Present
Corecap Investments	Southfield	MI	04/2020	Present
Corecap Advisors	Southfield	MI	04/2020	Present

08/2005 → Present

Hooker Furniture Company

Martinsville, VA
11/2019 → Present

Capital Choice Financial Services

High Point, NC
04/2020 → Present

Corecap Investments

Southfield, MI
04/2020 → Present

Corecap Advisors

Southfield, MI

Other Businesses

*Furniture Manufacturers Credit Association dba Hooker Furniture Company; Director of Credit, Member of Board of Directors since 2014, President; approx. 40+ hours per month *Capital Choice Financial Services; Associate Marketing Director; Life Insurance & Annuity Sales; approx. 30 hours per month; similar clientele *Aloft Financial; Dave Ramsey Preferred Coach; Financial Coaching; approx. 5 hours per month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-22
S63	Uniform Securities Agent State Law Examination	2020-06-12

S65 Uniform Investment Adviser Law Examination

2020-12-22
S63 Uniform Securities Agent State Law Examination

2020-06-12