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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-06 |
Branch Locations
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
1830 E Washington Blvd, Pasadena, CA 91104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fire Fighters First Credit Union | Pasadena | CA | 06/2025 | 04/2026 |
| Merrill Lynch | Pasadena | CA | 04/2020 | 12/2024 |
| Bank Of America | Burbank | CA | 07/2013 | 04/2020 |
| Unemployed | Pasadena | CA | 12/2024 | 06/2025 |
| Lpl Financial | Pasadena | CA | 07/2025 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 04/2026 | Present |
| Wells Fargo Bank, Na | Pasadena | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-21 |
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