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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
765 Ela Rd Ste 312, Lake Zurich, IL 60047 • United States
South Elgin, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2020 | Present |
| Wbk Engineering, Llc | St Charles | IL | 10/2013 | 05/2020 |
| James Hamlin Financial Services, Llc | Lake Zurich | IL | 05/2020 | 07/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Jhfs Management Corporation | Lake Zurich | IL | 07/2024 | Present |
| James Hamlin Financial Services, Llc Dba Traverse | Lake Zurich | IL | 07/2024 | Present |
1. NAME OF OTHER BUSINESS: JHFS MANAGEMENT CORPORATION, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INTEGRATED CORPORATION STRUCTURE TO DELIVER FINANCIAL SERVICES, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: W-2 EMPLOYEE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: ACTIVE DAILY MANAGEMENT OF JHFS SERVICES, LLC. 2. NAME OF OTHER BUSINESS: JAMES HAMLIN FINANCIAL SERVICES, LLC DBA TRAVERSE FINANCIAL SOLUTIONS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JHFS LIMITED PARTNERS, LP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: LIMITED PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR TAX MANAGEMENT PURPOSES; 4. NAME OF OTHER BUSINESS: JHFS MANAGEMENT CORPORATION , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: MANAGEMENT, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: ACTIVE DAILY MANAGEMENT OF JAMES HAMLIN FINANCIAL SERVICES, LLC;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-29 |
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