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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

765 Ela Rd Ste 312, Lake Zurich, IL 60047 • United States

South Elgin, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 06/2020 Present
Wbk Engineering, Llc St Charles IL 10/2013 05/2020
James Hamlin Financial Services, Llc Lake Zurich IL 05/2020 07/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Jhfs Management Corporation Lake Zurich IL 07/2024 Present
James Hamlin Financial Services, Llc Dba Traverse Lake Zurich IL 07/2024 Present
  • 06/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2013 → 05/2020
    Wbk Engineering, Llc
    St Charles, IL
  • 05/2020 → 07/2024
    James Hamlin Financial Services, Llc
    Lake Zurich, IL
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2024 → Present
    Jhfs Management Corporation
    Lake Zurich, IL
  • 07/2024 → Present
    James Hamlin Financial Services, Llc Dba Traverse
    Lake Zurich, IL
Other Businesses

1. NAME OF OTHER BUSINESS: JHFS MANAGEMENT CORPORATION, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INTEGRATED CORPORATION STRUCTURE TO DELIVER FINANCIAL SERVICES, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: W-2 EMPLOYEE, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: ACTIVE DAILY MANAGEMENT OF JHFS SERVICES, LLC. 2. NAME OF OTHER BUSINESS: JAMES HAMLIN FINANCIAL SERVICES, LLC DBA TRAVERSE FINANCIAL SOLUTIONS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JHFS LIMITED PARTNERS, LP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: LIMITED PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR TAX MANAGEMENT PURPOSES; 4. NAME OF OTHER BUSINESS: JHFS MANAGEMENT CORPORATION , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: MANAGEMENT, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: ACTIVE DAILY MANAGEMENT OF JAMES HAMLIN FINANCIAL SERVICES, LLC;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-29
  • S66 Uniform Combined State Law Examination
    2020-07-29
Other Names
  • Joseph Lavanne

View on SEC IAPD

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