Hector Kenneth Cervantes

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-29

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	04/2020	06/2022
Unemployed	San Jose	CA	12/2019	04/2020
Alta Wealth Group	San Jose	CA	08/2019	11/2019
Unemployed	Europe	CA	05/2019	07/2019
Saint Marys College Of California	Moraga	CA	08/2015	05/2019
Silver Creek Radiology	San Jose	CA	06/2017	08/2017
Bank Of America, N.A.	San Francisco	CA	07/2020	06/2022
Finalis Securities Llc	Chicago	IL	07/2022	01/2024
Hkc Partners	San Francisco	CA	01/2024	10/2024
Grassi Investment Management, Llc	Santa Clara	CA	11/2024	08/2025
Creative Planning, Llc	Santa Clara	CA	08/2025	Present
Enliven Advisory	San Francisco	CA	07/2022	01/2024

04/2020 → 06/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
12/2019 → 04/2020

Unemployed

San Jose, CA
08/2019 → 11/2019

Alta Wealth Group

San Jose, CA
05/2019 → 07/2019

Unemployed

Europe, CA
08/2015 → 05/2019

Saint Marys College Of California

Moraga, CA
06/2017 → 08/2017

Silver Creek Radiology

San Jose, CA
07/2020 → 06/2022

Bank Of America, N.A.

San Francisco, CA
07/2022 → 01/2024

Finalis Securities Llc

Chicago, IL
01/2024 → 10/2024

Hkc Partners

San Francisco, CA
11/2024 → 08/2025

Grassi Investment Management, Llc

Santa Clara, CA
08/2025 → Present

Creative Planning, Llc

Santa Clara, CA
07/2022 → 01/2024

Enliven Advisory

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-06

Other Firms