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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-07
  • IL RA
    APPROVED
    Since 2025-05-07

Branch Locations

280 Shuman Boulevard 140, Naperville, IL 60563 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Naperville IL 01/2025 Present
Fenwick High School Oak Park IL 08/2006 03/2020
Reebie Storage And Moving Franklin Park IL 06/2012 09/2019
Highpoint Advisor Group, Llc Naperville IL 06/2020 Present
  • 01/2025 → Present
    Lpl Financial Llc
    Naperville, IL
  • 08/2006 → 03/2020
    Fenwick High School
    Oak Park, IL
  • 06/2012 → 09/2019
    Reebie Storage And Moving
    Franklin Park, IL
  • 06/2020 → Present
    Highpoint Advisor Group, Llc
    Naperville, IL
Other Businesses

1) 12/11/2024 - Notary Public - Investment Related - Home Based - Notary - Start Date:07/19/2023. 2) 12/11/2024 - Hot Water History - Investment Related - Home Based - Speaker - Start Date:03/01/2021. 3) 12/11/2024 - Hot Water History - Not Investment Related - None - Podcast - Start Date:02/23/2022 - 8Hrs/Mth - Hrs During Trading. 4) 12/11/2024 - Hot Water History - Not Investment Related - Home Based - Author Blog - Start Date:01/27/2019 - 2 Hrs/Mth - Hrs During Trading. 5) 12/11/2024 - Round Hill Wealth Management - Investment Related - At reported business locations - DBA for LPL Business (entity for LPL business) - Start Date:07/06/2024 - 160Hrs/Mth - 8 Hrs During Trading. 6) 12/11/2024 - Gary Richied-SELF - Author - Not Investment Related - Home Based - Start Date 7/4/2022- 2 hours per month/ 0 hours during trading 7) 12/11/2024- Hot H2O History.com- Business Owner- Not investment-related- Home Based- Start Date 1/01/2019 - 5 hours per month/ 0 hours during trading 8) 12/11/2024 - Hot Water History - Not Investment Related - Home Based - Business Owner - Start date:04/01/2022 - 1 Hrs/Mth - Hrs During Trading. 9) 12/11/2024 - Hot Water History - Not Investment Related - Home Based - Film Reviews - Start Date:08/01/2021. 10) 12/11/2024 - Hot Water History - Not Investment Related - Home Based - Book Reviews - Start Date:.12/01/2001. 11) 12/11/2024 - Hot Water History - Not Investment Related - Home Based - Business Owner - Start Date:01/30/2020 - 2Hrs/Mth - Hrs During Trading. 12) 04/29/2025 - Highpoint Planning Partners - Investment Related - At reported business locations - Registered Investment Advisor Hybrid - Start Date:4/23/2020 - 160 Hrs/Mth - 8 Hrs During Trading.I provide administrative support to Highpoint Planning Partners, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 13) 04/29/2025 - Round Hill Wealth Management- Investment Related - At reported business locations - Registered Investment Advisor DBA - Start Date:07/06/2024 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-07
  • S66 Uniform Combined State Law Examination
    2025-05-07
Other Names
  • Gary Joseph Richied

View on SEC IAPD

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