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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-02-17 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Memphis | TN | 05/2020 | 01/2024 |
| Raymond James & Associates, Inc. | Memphis | TN | 01/2024 | 01/2026 |
| Sedgwick | Memphis | TN | 01/2018 | 05/2020 |
| University Of Memphis | Memphis | TN | 08/2008 | 12/2018 |
| Conifer Revenue Cycle Solutions | Memphis | TN | 10/2015 | 12/2017 |
| Raymond James Financial Services Inc. | Memphis | TN | 09/2025 | 01/2026 |
| Raymond James Financial Services Advisors, Inc | Memphis | TN | 09/2025 | 01/2026 |
| Cetera Advisors Llc | Greenwood Village | CO | 01/2026 | Present |
| Cetera Financial Specialists Llc | Shaumburg | IL | 01/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers, Llc | Shaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: MY GIRL NONPROFIT ORGANIZATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 754154, MEMPHIS, TN 38175; NATURE OF BUSINESS: BOARD; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: AS CHAIR OF A SUBSIDIARY COMMITTEE, CONTRIBUTE TO STRATEGIC PLANNING AND QUARTERLY REVIEWS, AND SUPPORT FUNDRAISING, PARTNERSHIPS, AND COMMUNITY OUTREACH;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-15 |
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