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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-17
  • TN RA
    APPROVED
    Since 2026-02-17

Branch Locations

Memphis, TN • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 05/2020 01/2024
Raymond James & Associates, Inc. Memphis TN 01/2024 01/2026
Sedgwick Memphis TN 01/2018 05/2020
University Of Memphis Memphis TN 08/2008 12/2018
Conifer Revenue Cycle Solutions Memphis TN 10/2015 12/2017
Raymond James Financial Services Inc. Memphis TN 09/2025 01/2026
Raymond James Financial Services Advisors, Inc Memphis TN 09/2025 01/2026
Cetera Advisors Llc Greenwood Village CO 01/2026 Present
Cetera Financial Specialists Llc Shaumburg IL 01/2026 Present
Cetera Investment Services Llc St Cloud MN 01/2026 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
Cetera Investment Advisers, Llc Shaumburg IL 01/2026 Present
  • 05/2020 → 01/2024
    Memphis, TN
  • 01/2024 → 01/2026
    Memphis, TN
  • 01/2018 → 05/2020
    Sedgwick
    Memphis, TN
  • 08/2008 → 12/2018
    University Of Memphis
    Memphis, TN
  • 10/2015 → 12/2017
    Conifer Revenue Cycle Solutions
    Memphis, TN
  • 09/2025 → 01/2026
    Raymond James Financial Services Inc.
    Memphis, TN
  • 09/2025 → 01/2026
    Memphis, TN
  • 01/2026 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 01/2026 → Present
    Cetera Financial Specialists Llc
    Shaumburg, IL
  • 01/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Shaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: MY GIRL NONPROFIT ORGANIZATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 754154, MEMPHIS, TN 38175; NATURE OF BUSINESS: BOARD; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: AS CHAIR OF A SUBSIDIARY COMMITTEE, CONTRIBUTE TO STRATEGIC PLANNING AND QUARTERLY REVIEWS, AND SUPPORT FUNDRAISING, PARTNERSHIPS, AND COMMUNITY OUTREACH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-15
  • S66 Uniform Combined State Law Examination
    2025-08-15
Other Names
  • Jewel Epps

View on SEC IAPD

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