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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-03 |
| CO | RA | APPROVED | 2025-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 04/2021 | 02/2024 |
| Tiaa | Denver | CO | 04/2021 | 02/2025 |
| Full Time Education | Denver | CO | 08/2014 | 05/2017 |
| Full Time Education | Seward | NE | 08/2017 | 05/2021 |
| Garlic Knot | Denver | CO | 04/2017 | 08/2017 |
| Ace Hardware | Denver | CO | 05/2018 | 08/2018 |
| Garlic Knot | Denver | CO | 05/2019 | 08/2019 |
| Ace Hardware | Denver | CO | 05/2019 | 08/2019 |
| Ace Hardware | Denver | CO | 04/2020 | 05/2020 |
| Northwestern Mutual | Denver | CO | 05/2020 | 03/2021 |
| Charles Schwab & Co., Inc | Lone Tree | CO | 03/2025 | Present |
| Charles Schwab Bank Ssb | Lone Tree | CO | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-04 |
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