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Colleen Saari

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
OH RA APPROVED 2020-08-16
  • TX RA
    APPROVED
    Since 2021-10-06
  • OH RA
    APPROVED
    Since 2020-08-16

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake OH 04/2020 Present
Heather B Moore Inc. Cleveland OH 07/2011 04/2020
Begin Again Jewelry Co. Avon Lake OH 01/2017 04/2020
The Harp Cleveland OH 06/2016 07/2017
Bank Of America N.A. Westlake OH 04/2020 Present
  • 04/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Westlake, OH
  • 07/2011 → 04/2020
    Heather B Moore Inc.
    Cleveland, OH
  • 01/2017 → 04/2020
    Begin Again Jewelry Co.
    Avon Lake, OH
  • 06/2016 → 07/2017
    The Harp
    Cleveland, OH
  • 04/2020 → Present
    Bank Of America N.A.
    Westlake, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-13
  • S66 Uniform Combined State Law Examination
    2020-08-13
Other Names
  • Colleen Corinne Terry

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH

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