Jing Chen

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pleasanton, CA
• 05/2019 → 02/2020
  Dandelion Of Wonderland
  Danville, CA
• 08/2017 → 04/2019
  Transpacific Financial Group
  Danville, CA
• 09/2016 → 06/2017
  Uc Riverside
  Riverside, CA
• 07/2020 → 05/2024
  Bank Of America, N.A.
  Pleasanton, CA
• 06/2024 → 10/2025
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2024 → 10/2025
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 10/2025 → Present
  Aw Securities
  Layfayette, CA
• 10/2025 → Present
  Allworth Financial
  Lafayette, CA

Previous Registrations

• 2024-06-06 → 2025-11-03
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Danville, CA
• 2020-07-31 → 2024-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pleasanton, CA
  Pleasanton, CA
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-07-30
• S65 Uniform Investment Adviser Law Examination
  2018-03-15

Designations

• Certified Financial Planner
• Chartered Financial Analyst