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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-12 |
| CA | RA | APPROVED | 2021-03-09 |
Branch Locations
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 04/2020 | 02/2021 |
| Classic Cleaners | Santa Clara | CA | 01/2020 | 03/2020 |
| Unemployed | Santa Clara | CA | 02/2019 | 01/2020 |
| Din Tai Fung | Santa Clara | CA | 05/2016 | 02/2018 |
| Kim's Auto Inc | Santa Clara | CA | 03/2018 | 02/2019 |
| University Of California Santa Cruz | Santa Cruz | CA | 09/2016 | 06/2018 |
| Bank Of America, N.A. | Palo Alto | CA | 07/2020 | 02/2021 |
| Morgan Stanley Smith Barney Llc | Menlo Park | CA | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-28 |
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