Benjamin Heath Stroud

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2011-07-05
TX	RA	APPROVED	2011-02-16

AR RA
APPROVED

Since 2011-07-05
TX RA
APPROVED

Since 2011-02-16

Branch Locations

4520 Summerhill Rd, Texarkana, TX 75503-2740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Texarkana	TX	01/2011	Present

01/2011 → Present

Lpl Financial, Llc

Texarkana, TX

Previous Registrations

2007-01-18 → 2011-02-01

Edward Jones

Texarkana, AR

Other Businesses

(1) 01/23/2014: STROUD FINANCIAL LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 12/6/2022 - James Randy Stroud Trust - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Trustee - Start Date - 11/07/2022 - 5 Hours Per Month/2 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-10
S63	Uniform Securities Agent State Law Examination	2005-03-11

S66 Uniform Combined State Law Examination

2007-01-10
S63 Uniform Securities Agent State Law Examination

2005-03-11

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews