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Marco Antonio Ramos

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 7250208

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-29
TX RA APPROVED 2025-01-29
  • CO RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED
    Since 2025-01-29

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Panxchange Denver CO 01/2020 09/2020
University Of Colorado Boulder Residents Life Boulder CO 09/2019 12/2019
Arrow Electronics Centennial CO 05/2019 08/2019
Daisy Lane Dairy Cope CO 05/2012 04/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2020 03/2021
Northwestern Mutual Investment Services Llc Denver CO 09/2020 03/2021
Charles Schwab & Co., Inc. Lone Tree CO 06/2021 Present
Charles Schwab Bank, Ssb Lone Tree CO 08/2022 Present
Schwab Wealth Advisory, Inc. Lone Tree CO 01/2025 Present
  • 01/2020 → 09/2020
    Panxchange
    Denver, CO
  • 09/2019 → 12/2019
    University Of Colorado Boulder Residents Life
    Boulder, CO
  • 05/2019 → 08/2019
    Arrow Electronics
    Centennial, CO
  • 05/2012 → 04/2019
    Daisy Lane Dairy
    Cope, CO
  • 05/2020 → 03/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2020 → 03/2021
    Northwestern Mutual Investment Services Llc
    Denver, CO
  • 06/2021 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2022 → Present
    Charles Schwab Bank, Ssb
    Lone Tree, CO
  • 01/2025 → Present
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-16
  • S66 Uniform Combined State Law Examination
    2021-12-16
Other Names
  • Marco Ramos

View on SEC IAPD

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