Christopher Andrew Fallat

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-07-07

OH RA
APPROVED

Since 2026-07-07

Branch Locations

5050 Kingsley Drive, Cincinnati, OH 45227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Cincinnati	OH	08/2024	Present
Federal Eagle	West Chester	OH	03/2024	08/2024
Fifth Third Bank	Dayton	OH	07/2022	03/2024
Ag Medicare	Mason	OH	02/2022	06/2022
Lcnb National Bank	Lebanon	OH	04/2020	01/2022
Lcnb National Bank	Maineville	OH	10/2018	02/2019
Crating Concepts, Inc.	Middletown	OH	08/2016	10/2018
Ohio Army National Guard	Hamilton	OH	02/2026	Present
Amway, Self-Employed Business	Cincinnati	OH	05/2016	Present
Colonial Life	Cincinnati	OH	02/2019	08/2019
Lcnb National Bank	Lebanon	OH	09/2019	03/2020
Vance Outdoors Inc	Springdale	OH	04/2024	07/2024
Fifth Third Securities	Cincinnati	OH	02/2026	Present

08/2024 → Present

Fifth Third Bank

Cincinnati, OH
03/2024 → 08/2024

Federal Eagle

West Chester, OH
07/2022 → 03/2024

Fifth Third Bank

Dayton, OH
02/2022 → 06/2022

Ag Medicare

Mason, OH
04/2020 → 01/2022

Lcnb National Bank

Lebanon, OH
10/2018 → 02/2019

Lcnb National Bank

Maineville, OH
08/2016 → 10/2018

Crating Concepts, Inc.

Middletown, OH
02/2026 → Present

Ohio Army National Guard

Hamilton, OH
05/2016 → Present

Amway, Self-Employed Business

Cincinnati, OH
02/2019 → 08/2019

Colonial Life

Cincinnati, OH
09/2019 → 03/2020

Lcnb National Bank

Lebanon, OH
04/2024 → 07/2024

Vance Outdoors Inc

Springdale, OH
02/2026 → Present

Fifth Third Securities

Cincinnati, OH

Other Businesses

Amway - Lebanon, OH 45036 - multi-level marketing - independent owner - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------ Ohio Army National Guard - 3000 Symmes Rd Hamilton, OH 45015 - Combat Engineer - 12 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-06
S63	Uniform Securities Agent State Law Examination	2026-05-06

S65 Uniform Investment Adviser Law Examination

2026-07-06
S63 Uniform Securities Agent State Law Examination

2026-05-06