Christopher Andrew Fallat

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → Present
  Fifth Third Bank
  Cincinnati, OH
• 03/2024 → 08/2024
  Federal Eagle
  West Chester, OH
• 07/2022 → 03/2024
  Fifth Third Bank
  Dayton, OH
• 02/2022 → 06/2022
  Ag Medicare
  Mason, OH
• 04/2020 → 01/2022
  Lcnb National Bank
  Lebanon, OH
• 10/2018 → 02/2019
  Lcnb National Bank
  Maineville, OH
• 08/2016 → 10/2018
  Crating Concepts, Inc.
  Middletown, OH
• 02/2026 → Present
  Ohio Army National Guard
  Hamilton, OH
• 05/2016 → Present
  Amway, Self-Employed Business
  Cincinnati, OH
• 02/2019 → 08/2019
  Colonial Life
  Cincinnati, OH
• 09/2019 → 03/2020
  Lcnb National Bank
  Lebanon, OH
• 04/2024 → 07/2024
  Vance Outdoors Inc
  Springdale, OH
• 02/2026 → Present
  Fifth Third Securities
  Cincinnati, OH

Other Businesses

Amway - Lebanon, OH 45036 - multi-level marketing - independent owner - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------ Ohio Army National Guard - 3000 Symmes Rd Hamilton, OH 45015 - Combat Engineer - 12 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-06
• S63 Uniform Securities Agent State Law Examination
  2026-05-06