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John Arthur Martin

LPl Financial LLC

Park Rapids, MN

CRD 4897424

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

300 1St St West, Park Rapids, MN 56470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Park Rapids MN 09/2012 Present
Lpl Financial Llc Park Rapids MN 11/2017 Present
  • 09/2012 → Present
    Investment Centers Of America, Inc.
    Park Rapids, MN
  • 11/2017 → Present
    Park Rapids, MN
Previous Registrations
  • 2012-09-04 → 2017-11-29
    Investment Centers Of America, Inc.
    Park Rapids, MN
    Appleton, WI
    Park Rapids, MN
    Appleton, WI
  • 2011-10-31 → 2012-08-17
    Fintegra, Llc
    Grand Rapids, MN
  • 2007-02-01 → 2011-11-02
    Investment Centers Of America, Inc.
    Hackensack, MN
    Bemidji, MN
    Walker, MN
    Walker, NE
    Bismarck, ND
    Grand Forks, ND
Other Businesses

1. 12/18/2017 - Citizens Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/6/2020 - ICAG Ins. Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/29/2020 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
S63 Uniform Securities Agent State Law Examination 2005-03-11
  • S66 Uniform Combined State Law Examination
    2007-01-29
  • S63 Uniform Securities Agent State Law Examination
    2005-03-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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