Austin W Cline

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 08/2021
  Creek Technologies
  Beavercreek, OH
• 08/2015 → 08/2018
  University Of Dayton
  Dayton, OH
• 08/2018 → 12/2021
  Wright State U
  Dayton, OH
• 06/2020 → 02/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2021 → 02/2024
  Northwestern Mutual Investment Services Llc
  Beavercreek, OH
• 10/2022 → 02/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2024 → Present
  The Prudential Insurance Company Of America
  Cincinnati, OH
• 02/2024 → 11/2024
  Pruco Securities Llc
  Cincinnati, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Columbus, OH

Other Businesses

1) 03/05/2025-CRC Real Estate-Investor-Real Estate Rental-Inv Related-At Dayton, OH-Start date 02/10/2025-20hrs/mth-0hrs/mth during trading 2) 01/26/2026-Modern Money Wealth Advisors-Member of DBA-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/21/2026-160hrs/mth-120hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-07-11
• S63 Uniform Securities Agent State Law Examination
  2022-02-10

Other Names

• Austin W Cline
• Austin Cline