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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Army | Fort Leavenworth | KS | 06/2015 | 12/2017 |
| Us Army | Fort Shafter | HI | 12/2017 | 12/2020 |
| Thrivent Investment Management Inc | Omaha | NE | 07/2020 | 12/2020 |
| Thrivent Financial | Omaha | NE | 12/2020 | 04/2021 |
| Td Ameritrade | Omaha | NE | 10/2021 | 06/2022 |
| Unemployed | Omaha | NE | 04/2021 | 06/2021 |
| Td Ameritrade | Omaha | NE | 07/2021 | 09/2021 |
| Td Ameritrade | Omaha | NE | 07/2022 | 06/2024 |
| Charles Schwab & Co | Omaha | NE | 05/2024 | Present |
| Charles Schwab & Co., Inc. | Omaha | NE | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-08 |
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