Hogan Roberts Disbrow

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2021
  Carolina National Golf Club
  Bolivia, NC
• 05/2020 → 08/2020
  Northwestern Mutual
  Wilmington, NC
• 03/2021 → 10/2021
  Meadowlands Golf Club
  Winston Salem, NC
• 10/2021 → 05/2022
  Oak Valley Golf Club
  Advance, NC
• 06/2022 → 06/2023
  Fidelity Investments
  Durham, NC
• 08/2014 → 06/2018
  South Brunswick High School
  Boiling Spring Lakes, NC
• 08/2018 → 05/2022
  Wake Forest University
  Winston Salem, NC
• 06/2023 → Present
  Stifel, Nicolaus & Company, Incorporated
  Southport, NC

Previous Registrations

• 2023-03-31 → 2023-06-26
  Fidelity Personal And Workplace Advisors
  Durham, NC

Other Businesses

1. Kiwanis Club; PO Box 11487 Southport NC 28461; Non profit dedicated to helping the community through numerous children programs; Investment Committee Member; I will serve on the investment committee and and assist other committee members in making investment decisions on how we manage the club funds; 03/08/2024; 2.00hrs/month; Not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2023-02-28

Other Names

• Hogan Roberts Disbrow
• Hogan R Disbrow