James Aquilina

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 08/2020
  Northwestern Mutual
  Coral Gables, FL
• 05/2017 → 05/2021
  Florida State University
  Tallahassee, FL
• 08/2013 → 05/2017
  Spanish River High School
  Boca Raton, FL
• 06/2021 → 04/2026
  Ubs Financial Services Inc.
  Charlotte, NC
• 04/2026 → Present
  Charles Schwab & Co, Inc
  West Palm Beach, FL
• 04/2026 → Present
  Charles Schwab Bank, Ssb
  West Palm Beach, FL

Previous Registrations

• 2021-09-28 → 2026-04-20
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Charlotte, NC
  Weehawken, NJ
  Charlotte, NC
  Boynton Beach, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-09-28

Designations

• Certified Financial Planner

Other Names

• James V Aquilina
• James Vincent Aquilina