Charles Masayoshi Aoki

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 05/2025
  Wasatch Peaks Credit Union
  Ogden, UT
• 11/2015 → Present
  H&R Block
  Ogden, UT
• 09/2015 → Present
  Self-Employed
  Ogden, UT
• 04/2020 → 05/2025
  Lpl Financial Llc
  Ogden, UT
• 03/2017 → 07/2023
  Western Governors University
  Millcreek, UT
• 05/2025 → Present
  Raymond James Financial Services, Inc.
  South Ogden, UT
• 05/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  South Ogden, UT
• 05/2025 → Present
  Ana Financial Services,
  South Ogden, UT

Previous Registrations

• 2023-02-21 → 2025-06-03
  Lpl Financial Llc
  Ogden, UT

Other Businesses

(1)Name of Business: Address: 1957 S 1300 E, Ogden, UT, 84401, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Independent agent for Medicare and non-variable insurance.

Exams

• S66 Uniform Combined State Law Examination
  2023-02-17