Alan Macias

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2020-09-22

WA RA
APPROVED

Since 2020-09-22

Branch Locations

1511 Riverside Dr, Mount Vernon, WA 98273 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Mount Vernon	WA	04/2020	Present
Wells Fargo Bank, Na	Mount Vernon	WA	03/2014	Present

04/2020 → Present

Wells Fargo Clearing Services, Llc

Mount Vernon, WA
03/2014 → Present

Wells Fargo Bank, Na

Mount Vernon, WA

Other Businesses

SKAGIT HABITAT FOR HUMANITY, INVT RELATED, MOUNT VERNON, WA, FINANCE COMMITTEE MEMBER, START DATE 4/4/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO REVIEW FINANCIAL STATEMENTS INCLUDING AUDIT FINANCIAL STATEMENT AND RECOMMEND TO BOARD FOR APPROVAL. DISCUSSING FINANCIAL GOALS AND OBJECTIVES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-22

S66 Uniform Combined State Law Examination

2020-09-22

View on SEC IAPD