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Nicholas Quigley

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-06-08
SC RA APPROVED 2021-06-08
TX RA APPROVED_RES 2021-06-08
  • NC RA
    APPROVED
    Since 2021-06-08
  • SC RA
    APPROVED
    Since 2021-06-08
  • TX RA
    APPROVED_RES
    Since 2021-06-08

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student At Unc Chapel Hill NC 08/2016 05/2020
Perma Usa Charlotte NC 12/2018 07/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2020 10/2020
Northwestern Mutual Investment Services, Llc Charlotte NC 10/2020 05/2021
Lpl Financial Llc Fort Mill SC 05/2021 Present
  • 08/2016 → 05/2020
    Student At Unc
    Chapel Hill, NC
  • 12/2018 → 07/2019
    Perma Usa
    Charlotte, NC
  • 06/2020 → 10/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2020 → 05/2021
    Northwestern Mutual Investment Services, Llc
    Charlotte, NC
  • 05/2021 → Present
    Lpl Financial Llc
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-07
S63 Uniform Securities Agent State Law Examination 2021-03-10
  • S65 Uniform Investment Adviser Law Examination
    2021-06-07
  • S63 Uniform Securities Agent State Law Examination
    2021-03-10
Other Names
  • Nick Quigley

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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