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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-03
  • IL RA
    APPROVED
    Since 2025-01-03

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Chicago/Chicago Fire Department Chicago IL 08/2009 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2020 02/2023
Northwestern Mutual Investment Services Llc Chicago IL 04/2020 02/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 02/2023
Massmutual Life Insurance Co Chicago IL 02/2023 Present
Mml Investors Services Llc Chicago IL 04/2023 Present
  • 08/2009 → Present
    City Of Chicago/Chicago Fire Department
    Chicago, IL
  • 04/2020 → 02/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2020 → 02/2023
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 08/2022 → 02/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2023 → Present
    Massmutual Life Insurance Co
    Chicago, IL
  • 04/2023 → Present
    Chicago, IL
Other Businesses

NAME: CHICAGO FIRE DEPARTMENT/CITY OF CHICAGO INV REL: N ADD: 2343 S. KEDZIE AVE CHICAGO IL 60602 NATURE: CHICAGO FIRE DEPARTMENT/CITY OF CHICAGO POSITION: FIREFIGHTER/PARAMEDIC START DATE: 8/17/2009 NO HRS/MO: 48-72 NO HRS/MO DUR TRADING: 16 DESCRIBE DUTIES: HELPING PEOPLE OF CHICAGO THROUGH FIRE RESCUE AND EMS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-18
S63 Uniform Securities Agent State Law Examination 2021-02-18
  • S65 Uniform Investment Adviser Law Examination
    2024-11-18
  • S63 Uniform Securities Agent State Law Examination
    2021-02-18
Other Names
  • Marcel Jullian Marsh
  • Cell Marsh

View on SEC IAPD

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