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Nicolas Appen-Lippard

J.P. Morgan Securities LLC

San Francisco, CA

CRD 7249020

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-02
CA RA APPROVED 2021-05-04
  • TX RA
    APPROVED_RES
    Since 2023-08-02
  • CA RA
    APPROVED
    Since 2021-05-04

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Studio A2 Berkeley CA 07/2017 08/2018
Score East Bay Oakland CA 06/2018 09/2018
California Polytechnic State University San Luis Obispo CA 09/2016 06/2020
Equitable Advisors, Llc San Francisco CA 04/2020 04/2021
Jp Morgan Chase Bank San Francisco CA 04/2021 Present
Jp Morgan Securities Llc San Francisco CA 04/2021 Present
Equitable San Francisco CA 04/2020 04/2021
The Home Depot San Luis Obispo CA 07/2019 08/2019
  • 07/2017 → 08/2018
    Studio A2
    Berkeley, CA
  • 06/2018 → 09/2018
    Score East Bay
    Oakland, CA
  • 09/2016 → 06/2020
    California Polytechnic State University
    San Luis Obispo, CA
  • 04/2020 → 04/2021
    Equitable Advisors, Llc
    San Francisco, CA
  • 04/2021 → Present
    Jp Morgan Chase Bank
    San Francisco, CA
  • 04/2021 → Present
    Jp Morgan Securities Llc
    San Francisco, CA
  • 04/2020 → 04/2021
    Equitable
    San Francisco, CA
  • 07/2019 → 08/2019
    The Home Depot
    San Luis Obispo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
  • S66 Uniform Combined State Law Examination
    2020-10-16
Other Names
  • Nick Appen-Lippard
  • Nick Appen

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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