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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-08-25 |
Branch Locations
1819 Main St, Sarasota, FL 34236 • United States
22 Bull St, Savannah, GA 31401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 04/2020 | Present |
| Bank Of America, N.A. | Sarasota | FL | 04/2020 | Present |
| Bank Of America | Sarasota | FL | 06/2015 | 04/2020 |
| Apollonia Restaurant Llc | University Park | FL | 03/2012 | 04/2020 |
| University Of South Florida | Sarasota | FL | 08/2016 | 12/2019 |
I*: Entity Type: For Profit Name: Apollonia Restaurant LLC - Investment related: No Address: University Park, FL 34201 Position: Managing Member of the LLC Date Started: March 12, 2013 Hours Devoted: 5-10 Hours per Month Hours devoted during securities trading hours: 0 Duties: I help my family maintain tracking for sales, promotion and advertising, cost management, and profitability. I provide Accounting, Marketing, and Finance services on the weekends. I*3639282 Entity Type: Charitable Name of OBA: University of Michigan Alumni Social Club Address: Ann Arbor, Florida, 48109 Investment Related: No Position, Title, Association: Committee Member,Board Member Employee Start Date: 01/28/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: Alumni social club. Attend monthly meeting for an hour, organize and attend club events, provide direction and decision for the club, increase membership and awareness.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-22 |
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