Ananya Ghorai

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-27
CT	RA	APPROVED	2021-01-08

TX RA
APPROVED

Since 2021-01-27
CT RA
APPROVED

Since 2021-01-08

Branch Locations

240 Greenwich Ave, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Danbury	CT	09/2017	Present
Bank Of America, N.A.	Danbury	CT	09/2017	Present
Connecticut Institute For Communities	Danbury	CT	04/2008	06/2017
Eye Level	Danbury	CT	01/2014	08/2017

09/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Danbury, CT
09/2017 → Present

Bank Of America, N.A.

Danbury, CT
04/2008 → 06/2017

Connecticut Institute For Communities

Danbury, CT
01/2014 → 08/2017

Eye Level

Danbury, CT

Other Businesses

OBA ID: 1653310OBA Name: 4713 Richardson LLCLocation: Bronx, NYInvestment Related Activity: NoRole: OwnerStart Date: 2/1/2024Duties: Rental income I*3470270 Entity Type: N/A Name of OBA: ANANYA GHORAI ADMIN EST OF A G Address: Greenwich, Connecticut Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/14/2025 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Parents

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-06

S66 Uniform Combined State Law Examination

2021-01-06

View on SEC IAPD