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Xiaoyu Jiang

Wells Fargo Clearing Services, LLC

San Jose, CA

Millbrae, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-19
  • CA RA
    APPROVED
    Since 2024-03-19

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

490 Broadway, Millbrae, CA 94030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 06/2020 06/2022
Bank Of America, N.A. San Francisco CA 05/2017 06/2020
Kung Food San Francisco CA 01/2015 05/2017
Kung Food San Francisco CA 03/2020 05/2020
Citigroup San Francisco CA 06/2022 03/2024
Wells Fargo Clearing Services, Llc Palo Alto CA 03/2024 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; HONOLULU, HI; 50% OWNERSHIP; START 11/10/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-24
  • S66 Uniform Combined State Law Examination
    2020-09-24

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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