Nicole Diane Levermann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 02/2021
  First Command Brokerage Services Inc
  Fort Worth, TX
• 09/2015 → 06/2020
  Marine Corps
  Oceanside, CA
• 02/2021 → 03/2024
  First Command Brokerage Services, Inc.
  Fort Worth, TX
• 02/2021 → 03/2024
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 02/2021 → 03/2024
  First Command Insurance Services, Inc.
  Fort Worth, TX
• 04/2024 → 06/2025
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
• 04/2024 → 06/2025
  Wells Fargo Bank, Na
  San Antonio, TX
• 06/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Waban, MA
• 09/2025 → Present
  Bank Of America, N.A.
  Waban, MA

Previous Registrations

• 2024-05-08 → 2025-07-03
  Wells Fargo Clearing Services, Llc
  Houston, TX
  San Antonio, TX
  San Antonio, TX
• 2021-03-04 → 2024-03-04
  First Command Advisory Services
  Stafford, VA
  Fort Worth, TX

Other Businesses

I*2612270, Entity Type Entity Governmental, Name of OBA: Military Address: AlbuquerqueNew Mexico78116 Investment Related: No Position, Title, Association: EmployeeEmployee Start Date: 09/20/2015 No Hours: 500 yearly No Hours during trading: 120 yearly Duties: Leading Marines United States Marine Corps

Exams

• S66 Uniform Combined State Law Examination
  2021-01-24

Other Names

• Nicole Levermann