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Richard Joseph Fisher

LPl Financial LLC

Eugene, OR

CRD 7248477

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-07-10
  • OR RA
    APPROVED
    Since 2020-07-10

Branch Locations

199 E 5Th Ave Ste 31, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Eugene OR 04/2020 Present
Columbia Bank Eugene OR 12/2015 02/2020
  • 04/2020 → Present
    Lpl Financial, Llc
    Eugene, OR
  • 12/2015 → 02/2020
    Columbia Bank
    Eugene, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-02
  • S66 Uniform Combined State Law Examination
    2020-07-02
Other Names
  • Ricky Fisher
  • Richard Joseph Fisher

View on SEC IAPD

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