Seth Mitchell Wadley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorpor
  Tucson, AZ
• 09/2016 → Present
  Bank Of America, N.A.
  Tucson, AZ
• 08/2016 → 11/2016
  Outback Steakhouse
  Tucson, AZ

Other Businesses

I*: 1804349 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Tucson, AZ Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/1/2023 Number of Hours: 0 Number of Hours during trading: 0 Duties: Rental property

Exams

• S66 Uniform Combined State Law Examination
  2020-10-18

Other Names

• Seth Wadley