Nikolas M Sandoval

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 02/2023
  Ameriprise Financial Services, Llc
  Las Vegas, NV
• 10/2018 → 01/2019
  Hobby Lobby Stores, Inc.
  North Las Vegas, NV
• 08/2019 → 03/2020
  Sprouts Famers Market, Inc.
  North Las Vegas, NV
• 08/2015 → 05/2019
  Legacy High School
  North Las Vegas, NV
• 04/2020 → 03/2022
  Ameriprise Financial Services, Llc
  Las Vegas, NV
• 02/2023 → 08/2023
  Unemployed
  North Las Vegas, NV
• 08/2023 → 10/2023
  Park Avenue Securities Llc
  Las Vegas, NV
• 09/2023 → 10/2023
  Guardian Life Insurance Company Llc
  Las Vegas, NV
• 01/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Thornton, CO
• 11/2023 → 01/2024
  Bankers Life
  Las Vegas, NV
• 01/2020 → 03/2020
  Tech Impact
  Las Vegas, NV
• 08/2023 → 10/2023
  Westpac Wealth Partners
  Las Vegas, NV
• 03/2024 → Present
  Bank Of America, N.A
  Thornton, CO

Previous Registrations

• 2023-09-05 → 2023-11-01
  Park Avenue Securities Llc
  Las Vegas, NV
• 2022-07-06 → 2023-02-27
  Ameriprise Financial Services, Llc
  Las Vegas, NV
  Las Vegas, NV

Exams

• S66 Uniform Combined State Law Examination
  2022-06-15

Other Names

• Nik Sandoval
• Nikolas Mercer-Joaquin Sandoval
• Nikolas Mercer Joaqu Sandoval