Thomas Waterway

Current Employers

Employment History

• 04/2020 → 06/2020
  Lantern Global Advisors
  Indianapolis, IN
• 06/2016 → 03/2020
  Pentera Group Inc.
  Indianapolis, IN
• 06/2020 → Present
  Lpl Financial, Llc
  Fishers, IN
• 10/2020 → Present
  Private Advisor Group, Llc
  Fishers, IN

Other Businesses

1. 6/12/2020 - Lantern Global Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/20/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Client Services Associate - Start Date: 4/6/2020 - 160 Hours Per Month/I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/20/2020 - Private Advisor Group - DBA: (Hybrid) Lantern Global Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Client Services Associate - Start Date: 4/06/2020 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-01