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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-20 |
Branch Locations
255 Passaic Lane, Richmond Hill, GA 31324 • United States
Pooler, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Custom Audio Video | Bluffton | SC | 10/2018 | 09/2022 |
| Best Buy Co., Inc. | Savannah | GA | 10/2015 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2021 | Present |
1) 204 FRESNO CASHIERS LLC, 107 BROADBRANCH WAY, ST JOHNS, FL, FAMILY LLC, 09/2015, NIR, 10 HR/YR 0/TRADING HR 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING, 01/2021 3) Sean Stewart, 19 Tranquil Pl, Pooler GA 31322, 12/2021, Owner, Insurance/Benefits/Human Resources, INV REL, 12 HR/MO - 6 HR/MO TRADING 4) SMARTPRO FINANCIAL, POOLER GA, 06/2024, IAR, DBA, INV REL, 120 HR/MO 100 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-16 |
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